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Increasing regulation in food processing and three ways to increase compliance to standards 

December 4, 2023
By Brady Worldwide, Inc. for the Blue Print
Employees in a kitchen

Three ways to enhance compliance on the production floor

1. Create a visual workspace

Visual work spaces have long been embraced by traditional manufacturers as part of their Lean
or 5S programs. Visuals help ensure work is performed in a consistent manner leading to better process controls that ultimately enhance quality.

However, due to food safety concerns, food processors have historically shunned the use of signs, tags and labels to provide visual cues on the processing floor. Materials typically used to create labels and signs simply could not stand up to the wash down environment. Recent innovations in metal detectable and wash down resistant signs, tags and labels have opened the door to new possibilities.

Given the complexity of regulations and the need for standard process to drive food safe operations, food processors could benefit tremendously by providing location specific information related to procedures and protocols that today reside in office binders far away from the production floor.

Want to learn more?

​Some potential visuals specific to food processing include:
  • Sanitary Operating Procedures - Machine specific instructions to disassemble, clean and sanitize equipment for sanitation practices
  • Visual Lockout Procedures - Machine specific instructions to de-energize equipment properly prior to maintenance or wash down to help prevent injuries
  • Critical Control Point Practices - Placards that contain details on the critical control point limits, measurement, monitoring and verification practices
  • Standard Work Procedures - Information related to standard work procedures help reduce production errors that lead to quality issues
  • Acceptable Product - Product images of what is acceptable and unacceptable improves consistency to quality standards
  • Line Changeover Information - Placing visual instructions for line changeovers could dramatically reduce the time for changeovers and ensure all procedures are followed
    ​

2. On the job training and visual cues

Training frontline employees on the appropriate food safety protocol and food safe operations best practices poses a daunting challenge for many food processors.

High turnover, diversity of spoken languages, reading comprehension and multiple production shifts can all be obstacles to having a highly trained work force. But training your frontline employees is critical. Not only is it required by government agencies and GFSI schemes, your frontline employees are the people who make food safety happen.

While classroom training has long been the norm, more food processors are implementing an on-the-job training model to improve training compliance. A recent study presented by Alchemy Systems indicated that targeted classroom training resulted in an 82 percent compliance rate to the trained material. When the training was supported with on-the-job training and corrective observations, compliance rose to 94 percent.

As it’s nearly impossible to have supervisors present at all times, on-the-job training programs can be supported by visual instruction on the processing floor. Not only can the visuals be used as part of the training program, they remain in place even after the supervisor has left to remind employees of the appropriate procedures.
​

3. Automate your inspection documentation

Government regulations and GFSI schemes require numerous inspections and supporting documentation to ensure implementation of food safe procedures and compliance to standards.

Inspections related to line clearance for production of safe food, sanitation, equipment maintenance, equipment calibration and pest management often include hundreds of inspection points. The demand to document the inspection and then be able to generate that documentation during audits can be extremely challenging using a paper-based system.

Accurate and up to date records are critical for regulatory inspections and certification. Under FDA lack of records is probable cause of a failed or non-existent required system. Automating these inspections using software designed to support your compliance efforts can have multiple benefits for food processors.


  • Reduce the amount of time to complete the inspections
  • Reduce the amount of paperwork generated making it easier to organize and store documentation
  • Enhance ability to search for specific records and recover key pieces of information upon request during audits
  • Allow compliance managers to remotely access records to ensure the proper record keeping
  • Ensure auditors that records have not been tampered with through the use of time & date stamps
People inspecting food
Man inspecting food

Over the course of the last 30 years...

Food safety has become a top concern among consumers, governments, food processors, and food distributors. Several high profile food recalls combined with the proliferation of media access have driven increased awareness to the safety of the food supply chain.

As a result, governments have passed new regulations, retail consortiums have adopted new standards, and food processors are searching for how to improve compliance to meet these new standards.
​

Greater public focus on food safety

Even as technology improves, food recalls still populate the headlines. Occasionally, a larger epidemic draws national attention:
  • In 1996, mad cow disease in Britain dominated headlines around the globe causing the European Union to ban exports of British beef. The ban lasted over 10 years before being lifted in 2006.
  • In 2006, E. Coli linked to fresh spinach killed three people and sickened hundreds. It’s estimated that the recall and subsequent sales loss cost the spinach industry $350 million.
  • In 2007, salmonella linked to peanut butter sickened 600 people. The outbreak forced a 100% recall of the product costing an estimated $78 million.
  • In 2011, listeria linked to cantaloupe killed 33 people. The outbreak forced the company to close and charges were filed against the owners.
  • In 2011, E. Coli linked to sprouts produced by an organic farm in​ Germany killed 53 people.

Publicity around food recalls has had a measurable impact on consumer confidence. In the Consumer Food and Products Insight Survey conducted by Deloitte in 2011, 73% of respondents stated that they were more concerned about the food they eat now compared to five years ago.
​

Government statistics highlight challenge

​In the United States, the CDC estimates that each year roughly 1 in 6 Americans (or 48 million people) get sick, 128,000 are hospitalized, and 3,000 die of foodborne diseases. However, CDC studies indicate that food safety measures put into place have thus far had little effect on the total number of foodborne illnesses. In response to the increased focus on food safety, governments around the world passed new legislation aimed at improving food safety.

Industry-driven standards

Man inspecting meat
Concurrent with the emerging food safety requirements in Europe, there was a growing fatigue as retailers and brand manufacturers audited factories against their countless-in-house standards, each developed in isolation and with no consideration of convergence. The results showed no consistency.

The CEOs of the world’s food retailers, working through their independent network CIES – The Food Business Forum, now the Consumer Goods Forum (CGF), agreed to take collaborative action. In May 2000, the Global Food Safety Initiative, a non-profit foundation, was founded.

Today, GFSI benchmarks food safety schemes such as Safe Quality Food (SQF), British Retail
Consortium (BRC), International Featured Standards (IFS) and Food Safety System Certification
22000 (FSSC 22000) to the GFSI standard.
​

The impact on food processors

As a result of the increasing public focus on food safety, government regulations and industry standards, food processors find themselves under more scrutiny today than ever before. Food processors are required to have documented systems for nearly every aspect of their operations, they are required to train all employees on these protocol and they are subject to audit from government agencies, certifying bodies and customers.

The real challenge becomes ensuring compliance on the processing floor where food safety happens. While there are plenty of resources available to help Food Safety & Quality Assurance managers understand and develop the appropriate protocol, it can be much more challenging to bring these protocols to life on the production floor. High turnover, multiple spoken dialects, varied reading levels and the demand for a sanitary environment can make training and reinforcing best practices extremely difficult.
​

Here to stay

With the increased public focus on food safety leading to more government regulations and industry standards, it’s safe to say that the changes to the regulatory environment are here to stay. Food processors’ ability to drive compliance throughout their organization will only become a more critical component to running a food safe operation. Implementing proven best practices to improve your compliance efforts can ensure sustained compliance, even when regulations continue to change.
​

Articles & References
  • https://www.cdc.gov/foodborneburden/
  • https://www.foodnavigator-usa.com/Article/2011/05/03/Consumer-survey-finds-growing-food-safety-concerns
  • https://mygfsi.com/who-we-are/overview/
  • https://www.fda.gov/food/guidance-regulation-food-and-dietary-supplements/food-safety-modernization-act-fsma
    ​

Content originally from Brady Worldwide, Inc​​. Reused here with permission.
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